The regulatory environment

Professional Development


The regulatory environment for funds is constantly shifting, with the aim of increasing investor protection. This course will cover a range of fund regulation for local entities which should be understood in order to help assure compliance of structures, whether at a local or international level.

Online Classroom

online classroom

This course will be delivered through Online Classroom Live.

Please read our Online Classroom for Professional Development FAQ

Suitable For

Fund administrators and compliance professionals who deal with funds.

2 CPD hours
2 hours

Learning Outcomes

Having attended this course, delegates will:

  • Understand the regulatory landscape for funds
  • Have an increased awareness of required reporting and other requirements
  • Understand broader regulation which may apply, such as listing rules and global requirements

Course Content

  • The local fund industry and role of the regulator
  • Fund regulation
  • Regulatory obligations to be adhered to
  • Other relevant regulation (e.g. money laundering, listing rules)