The regulatory environment
Professional Development
Overview
The regulatory environment for funds is constantly shifting, with the aim of increasing investor protection. This course will cover a range of fund regulation for local entities which should be understood in order to help assure compliance of structures, whether at a local or international level.
Online Classroom
This course will be delivered through Online Classroom Live.
Please read our Online Classroom for Professional Development FAQ
Suitable For
Fund administrators and compliance professionals who deal with funds.
2 CPD hours
2 hours
Jersey
Learning Outcomes
Having attended this course, delegates will:
- Understand the regulatory landscape for funds
- Have an increased awareness of required reporting and other requirements
- Understand broader regulation which may apply, such as listing rules and global requirements
Course Content
- The local fund industry and role of the regulator
- Fund regulation
- Regulatory obligations to be adhered to
- Other relevant regulation (e.g. money laundering, listing rules)